-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVSG1SojC8JphfAqSjRahYWLuN6PjomwLdw+TcmM5L/Uivh+B9M6TNDR74PlA/Bp SNgViRJQDzghy+rWj0usIQ== 0000891618-02-001113.txt : 20020415 0000891618-02-001113.hdr.sgml : 20020415 ACCESSION NUMBER: 0000891618-02-001113 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020311 GROUP MEMBERS: CYNTHIA DOUGLAS GROUP MEMBERS: DOUGLAS FAMILY TRUST GROUP MEMBERS: JAMES DOUGLAS & JEAN DOUGLAS IRREVOCABLE DESCENDANTS' TRUST GROUP MEMBERS: JAMES E. DOUGLAS, III FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS KEVIN CENTRAL INDEX KEY: 0001132859 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE CITY: SAN RAFAEL STATE: CA ZIP: 94903 MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE CITY: SAN RAFAEL STATE: CA ZIP: 94903 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RURAL CELLULAR CORP CENTRAL INDEX KEY: 0000869561 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 411693295 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49425 FILM NUMBER: 02572554 BUSINESS ADDRESS: STREET 1: 3905 DAKOTA ST SW STREET 2: P O BOX 2000 CITY: ALEXANDRIA STATE: MN ZIP: 56308 BUSINESS PHONE: 3207622000 MAIL ADDRESS: STREET 1: P O BOX 2000 CITY: ALEXANDRIA STATE: MN ZIP: 56038 SC 13G 1 f79828sc13g.txt FORM 13-G -------------------------- OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response 14.9 -------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _ )* Rural Cellular Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $0.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 781904107 - -------------------------------------------------------------------------------- (CUSIP Number of Class of Securities) Cynthia Clarfield Hess Perkins Coie LLP 101 Jefferson Drive Menlo Park, California 94025-1114 (650) 838-4300 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 1, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) (Continued on following pages) (Page 1 of 17 Pages) - ------------ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G (AMENDMENT NO. ) CUSIP NO. 781904107 - -------------------------------------------------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) Kevin Douglas - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- SHARES ------------------------------------------------------------ BENEFICIALLY 6 Shared Voting Power 610,000 OWNED BY EACH ------------------------------------------------------------ REPORTING 7 Sole Dispositive Power -0- PERSON ------------------------------------------------------------ WITH 8 Shared Dispositive Power 610,000 - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 610,000 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 5.5% (1) - -------------------------------------------------------------------------------- Type of Reporting Person 12 IN - -------------------------------------------------------------------------------- (1) Calculated based on 11,157,542 shares of Rural Cellular Corporation's Class A Common Stock outstanding as of November 1, 2001, as reported in its amended quarterly report on Form 10-Q/A for the quarter ended September 30, 2001 and filed with the Securities and Exchange Commission on December 28, 2001. Page 2 of 17 SCHEDULE 13G (AMENDMENT NO. ) CUSIP NO. 781904107 - -------------------------------------------------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) Douglas Family Trust (1) - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- SHARES ------------------------------------------------------------ BENEFICIALLY 6 Shared Voting Power 610,000 OWNED BY EACH ------------------------------------------------------------ REPORTING 7 Sole Dispositive Power -0- PERSON ------------------------------------------------------------ WITH 8 Shared Dispositive Power 610,000 - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 610,000 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 5.5% (2) - -------------------------------------------------------------------------------- Type of Reporting Person 12 OO - -------------------------------------------------------------------------------- (1) James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are trustees. (2) Calculated based on 11,157,542 shares of Rural Cellular Corporation's Class A Common Stock outstanding as of November 1, 2001, as reported in its amended quarterly report on Form 10-Q/A for the quarter ended September 30, 2001 and filed with the Securities and Exchange Commission on December 28, 2001. Page 3 of 17 SCHEDULE 13G (AMENDMENT NO. ) CUSIP NO. 781904107 - ---------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) James Douglas and Jean Douglas Irrevocable Descendants' Trust (1) - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- SHARES ------------------------------------------------------------ BENEFICIALLY 6 Shared Voting Power 610,000 OWNED BY EACH ------------------------------------------------------------ REPORTING 7 Sole Dispositive Power -0- PERSON ------------------------------------------------------------ WITH 8 Shared Dispositive Power 610,000 - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 610,000 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 5.5% (2) - -------------------------------------------------------------------------------- Type of Reporting Person 12 OO - -------------------------------------------------------------------------------- (1) Kevin Douglas and Michelle Douglas, husband and wife, are trustees. (2) Calculated based on 11,157,542 shares of Rural Cellular Corporation's Class A Common Stock outstanding as of November 1, 2001, as reported in its amended quarterly report on Form 10-Q/A for the quarter ended September 30, 2001 and filed with the Securities and Exchange Commission on December 28, 2001. Page 4 of 17 SCHEDULE 13G (AMENDMENT NO. ) CUSIP NO. 781904107 - -------------------------------------------------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) James E. Douglas, III - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- SHARES ------------------------------------------------------------ BENEFICIALLY 6 Shared Voting Power 610,000 OWNED BY EACH ------------------------------------------------------------ REPORTING 7 Sole Dispositive Power -0- PERSON ------------------------------------------------------------ WITH 8 Shared Dispositive Power 610,000 - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 610,000 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 5.5% (1) - -------------------------------------------------------------------------------- Type of Reporting Person 12 IN - -------------------------------------------------------------------------------- (1) Calculated based on 11,157,542 shares of Rural Cellular Corporation's Class A Common stock outstanding as of November 1, 2001, as reported in its amended quarterly report on Form 10-Q/A for the quarter ended September 30, 2001 and filed with the Securities and Exchange Commission on December 28, 2001. Page 5 of 17 SCHEDULE 13G (AMENDMENT NO. ) CUSIP NO. 781904107 - -------------------------------------------------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) Cynthia Douglas - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- SHARES ------------------------------------------------------------ BENEFICIALLY 6 Shared Voting Power 610,000 OWNED BY EACH ------------------------------------------------------------ REPORTING 7 Sole Dispositive Power -0- PERSON ------------------------------------------------------------ WITH 8 Shared Dispositive Power 610,000 - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 610,000 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 5.5% (1) - -------------------------------------------------------------------------------- Type of Reporting Person 12 IN - -------------------------------------------------------------------------------- (1) Calculated based on 11,157,542 shares of Rural Cellular Corporation's Class A Common Stock outstanding as of November 1, 2001, as reported in its amended quarterly report on Form 10-Q/A for the quarter ended September 30, 2001 and filed with the Securities and Exchange Commission on December 28, 2001. Page 6 of 17 ITEM 1. (a) Name of Issuer: Rural Cellular Corporation (b) Address of Issuer's Principal Executive Offices: PO Box 2000 3905 Dakota Street SW Alexandria, Minnesota 56308 ITEM 2. (1)(a) NAME OF PERSONS FILING: Kevin Douglas James E. Douglas, III Cynthia Douglas (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 1101 Fifth Avenue, Suite 360 San Rafael, California 94901 (c) CITIZENSHIP: United States (d) TITLE OF CLASS OF SECURITIES: Class A Common Stock, $0.01 par value per share (e) CUSIP NUMBER: 781904107 (2)(a) NAME OF PERSONS FILING: Douglas Family Trust James Douglas and Jean Douglas Irrevocable Descendants' Trust (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 1101 Fifth Avenue, Suite 360 San Rafael, California 94901 (c) CITIZENSHIP: California (d) TITLE OF CLASS OF SECURITIES: Class A Common Stock, $0.01 par value per share (e) CUSIP NUMBER: 781904107 Page 7 of 17 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d- 1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d- 1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J) Not Applicable Page 8 of 17 ITEM 4. OWNERSHIP Reference is made to Rows 5-9 and 11 of each of the cover pages of this Schedule 13G, which Rows are incorporated by reference herein. According to Rural Cellular Corporation's amended quarterly report on Form 10-Q/A for the quarter ended September 30, 2001, as filed with the Securities and Exchange Commission on December 28, 2001, there were 11,157,542 shares of its Class A Common Stock outstanding as of November 1, 2001. As of the date of filing of this Schedule 13G, the following reporting persons hold directly the following number of shares of Rural Cellular Corporation's Class A Common Stock:
CLASS A COMMON STOCK REPORTING PERSON DIRECTLY HELD - ---------------- -------------------- Kevin Douglas 243,700 Douglas Family Trust 206,300 James Douglas and Jean Douglas Irrevocable Descendants' Trust 80,000 James E. Douglas, III 40,000 Cynthia Douglas 40,000 ------- Total 610,000
Each of the reporting persons may be deemed a member of a group that shares voting and dispositive power over all of the above securities. Although the reporting persons are reporting such securities as if they were members of a group, the filing of this Schedule 13G shall not be construed as an admission by any reporting person that such person is a beneficial owner of any securities other than those directly held by such person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. Page 9 of 17 ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 10 of 17 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 11, 2002 /s/ Kevin Douglas ------------------- Kevin Douglas Page 11 of 17 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 11, 2002 DOUGLAS FAMILY TRUST By: /s/ James E. Douglas, Jr. ---------------------------------- James E. Douglas, Jr. Title: Trustee By: /s/ Jean A. Douglas ---------------------------- Jean A. Douglas Title: Trustee Page 12 of 17 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 11, 2002 JAMES DOUGLAS AND JEAN DOUGLAS IRREVOCABLE DESCENDANTS' TRUST By: /s/ Kevin Douglas -------------------------- Kevin Douglas Title: Trustee By: /s/ Michelle Douglas ----------------------------- Michelle Douglas Title: Trustee Page 13 of 17 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 11, 2002 /s/ James E. Douglas, III --------------------------- James E. Douglas, III Page 14 of 17 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 11, 2002 /s/ Cynthia Douglas --------------------- Cynthia Douglas Page 15 of 17 EXHIBIT A JOINT FILING AGREEMENT This Joint Filing Agreement (this "Agreement") hereby confirms the agreement by and among all of the undersigned that the Schedule 13G to which this Agreement is attached as Exhibit A with respect to the beneficial ownership of the undersigned of shares of Rural Cellular Corporation's Class A Common Stock, $0.01 par value per share, is being filed on behalf of each of the undersigned. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Date: March 11, 2002 /s/ Kevin Douglas ------------------- Kevin Douglas Date: March 11, 2002 DOUGLAS FAMILY TRUST By: /s/ James E. Douglas, Jr. -------------------------------- James E. Douglas, Jr. Title: Trustee By: /s/ Jean A. Douglas -------------------------------- Jean A. Douglas Title: Trustee Date: March 11, 2002 JAMES DOUGLAS AND JEAN DOUGLAS IRREVOCABLE DESCENDANTS' TRUST By: /s/ Kevin Douglas -------------------------------- Kevin Douglas Title: Trustee By: /s/ Michelle Douglas -------------------------------- Michelle Douglas Title: Trustee Page 16 of 17 Date: March 11, 2002 /s/ James E. Douglas, III -------------------------------- James E. Douglas, III Date: March 11, 2002 /s/ Cynthia Douglas -------------------------------- Cynthia Douglas Page 17 of 17 -----END PRIVACY-ENHANCED MESSAGE-----